SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
LAFOND CHRISTOPHER

(Last) (First) (Middle)
56 TOP GALLANT ROAD
P.O. BOX 10212

(Street)
STAMFORD CT 06904-2212

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2003
3. Issuer Name and Ticker or Trading Symbol
GARTNER INC [ IT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO & EVP
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock Class A 154 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non Qualified Stock Option (right to buy) (1) 12/06/2010 Common Stock Class A 5,500 7.9531 D
Non Qualified Stock Option (right to buy) (2) 12/13/2012 Common Stock Class A 20,000 9.05 D
Non Qualified Stock Option (right to buy) (3) 11/28/2011 Common Stock Class A 6,600 9.1 D
Non Qualified Stock Option (right to buy) (4) 04/20/2005 Common Stock Class A 8,000 9.69 D
Non Qualified Stock Option (right to buy) (5) 11/09/2009 Common Stock Class A 7,000 10.313 D
Non Qualified Stock Option (right to buy) (6) 02/15/2012 Common Stock Class A 40,000 11.12 D
Non Qualified Stock Option (right to buy) (7) 08/15/2010 Common Stock Class A 4,500 13.6875 D
Non Qualified Stock Option (right to buy) (8) 09/30/2005 Common Stock Class A 2,000 15.668 D
Non Qualified Stock Option (right to buy) (9) 10/13/2008 Common Stock Class A 3,000 18.601 D
Non Qualified Stock Option (right to buy) (10) 12/15/2008 Common Stock Class A 5,500 19.285 D
Non Qualified Stock Option (right to buy) (11) 02/24/2007 Common Stock Class A 5,000 19.666 D
Non Qualified Stock Option (right to buy) (12) 01/28/2009 Common Stock Class A 4,000 22.705 D
Explanation of Responses:
1. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 12/06/2000.
2. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 12/13/02.
3. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 11/28/01.
4. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 4/20/95.
5. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant,11/09/99.
6. 25% of this option becomes exercisable commencing one year after the date of grant, 02/15/02. The remaining 75% becomes exercisable monthly in substantially equal amounts over the next 36 months.
7. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 8/15/2000.
8. The option becomes exercisable in three substantially equal annual installments commencing approx. one year after the date of grant, 10/11/95.
9. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 10/13/98.
10. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 12/15/98.
11. The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 02/24/97.
12. This option becomes exercisable 6 years from the date of grant, 01/28/99, subject to acceleration of vesting and exercisability upon the achievement of certain financial performance targets determined by the Board in its sole discretion, and which acceleration has not occurred as of the date hereof.
Christopher Lafond 10/05/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.